Licensed Services

In accordance with Law 4514/2018 (MiFID II), Annex I, Section A, and our operating licence from the Hellenic Capital Market Commission (HCMC).

01

Reception & Transmission of Orders

We receive and transmit client orders in transferable securities (equities, bonds, ETFs), money market instruments and derivative financial instruments (options, futures) on the Athens Exchange and international markets. Every order is transmitted promptly and in full compliance with the MiFID II best execution policy requirements of Law 4514/2018.

02

Investment Advisory

We provide personalised investment advice on transferable securities, money market instruments and derivative financial instruments, taking into account each client's investment objectives, time horizon, financial situation and risk tolerance, in accordance with the MiFID II suitability requirements of Law 4514/2018. The final investment decision always rests with the client.

Complementary Services

In accordance with Law 4514/2018 (MiFID II), Annex I, Section B — ancillary services complementing our core investment activities.

Investment Research & Financial Analysis

Comprehensive fundamental and technical analysis of transferable securities and money market instruments. We provide market analysis, company valuations, credit assessments and risk evaluations to support informed investment decisions.

Corporate Advisory

Advisory services to listed and unlisted companies on capital structure, corporate transactions, mergers and acquisitions, and listings on the Athens Exchange. We draw on deep capital markets expertise to support strategic financial decisions.

Market Coverage

Categories of financial instruments we are licensed to service (Annex I, Section C, Law 4514/2018).

Transferable Securities

Equities, bonds (government and corporate), ETFs and other transferable securities listed on the Athens Exchange (ATHEX) and international regulated markets (Annex I §C pt.1, Law 4514/2018).

Money Market Instruments

Treasury bills, certificates of deposit, commercial paper and other short-term financial instruments (Annex I §C pt.2, Law 4514/2018).

Derivative Financial Instruments

Options and futures on transferable securities, currencies, interest rates and financial indices, traded on regulated markets (ATHEX Derivatives Exchange — ADEX, and international derivatives exchanges) (Annex I §C pts.4–7, Law 4514/2018).

Regulatory Information & Investor Protection

Northern Greece Securities S.A. (Χρηματιστηριακή Βορείου Ελλάδος Α.Ε.Π.Ε.Υ.) is authorised and supervised by the Hellenic Capital Market Commission (HCMC). All services are governed by Law 4514/2018 (implementing MiFID II) and its delegated regulations.

  • Member of the Athens Stock Exchange (ATHEX) and the Athens Exchange Derivatives Market (ADEX)
  • Member of the Investor Compensation Scheme (ΣΚΕΕΠ) — client protection up to €30,000 per investor
  • Compliant with Regulation (EU) 2016/679 (GDPR) for the protection of personal data
  • Compliant with Law 4557/2018 (AML/KYC) on the prevention of money laundering and terrorist financing

Investments in financial instruments involve risk, including the possible loss of part or all of the capital invested. Past performance is not a reliable indicator of future results.

Let Us Help You Grow

Contact our team to discuss how our services can be tailored to your investment objectives.

+30 210 647 5300